Job Description: Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions; Job Responsibilities: Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof; Incident reporting, to ensure timeous escalation of compliance risks and incidents, Compiling monitoring reports on the results of monitoring; Assist with the promotion of a culture of compliance and awareness within Sanlam Sky and actively participating in compliance projects and training initiatives. Research and communicate applicable legislative developments to all stakeholders Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance. Interpret regulation and legislation and assist business units with practical implementation thereof Job Requirements: Knowledge of the financial services industry, especially insurance A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA) will be advantageous 3-6 years’ experience as a Compliance Officer in the Financial Services Industry Technical professional skills The ability to manage people and processes effectively in instances where non-compliance is identified A thorough understanding and knowledge of compliance risk management and monitoring programmes Decision making skills
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